Ann Lattanzio

Ann Lattanzio is a Securities Law Clerk in the Corporate group at Dentons in Toronto. She has more than 30 years of experience providing support to exempt market dealers, portfolio managers, and investment fund managers in relation to initial and ongoing registration, compliance, and securities law matters, including the review of policies and procedures manuals, relationship disclosure documents, and KYC documents.

She has extensive knowledge of National Instruments 31-103 and 33-109 governing registration requirements and reporting, as well as the registration process for registrant firms and individuals. She also assists registrant firms with National Registration Database updates and filings with the securities commissions.

In addition, she assists public company clients with initial public offerings, private placements, and continuous disclosure matters, including the preparation and filing of documents with securities commissions, Canadian stock exchanges, and OTCQB, and liaising with securities regulators and market participants. She provides research on changes to securities legislation and has extensive experience training and supervising users on NRD, SEDAR, and SEDI, and conducting filings with the Ontario and British Columbia Securities Commissions.

She has advised Lions Gate Entertainment Corp. in connection with its separation of its traditional studios business from Starz Entertainment by way of a British Columbia plan of arrangement, and Capital Power Corporation in connection with its CA$460 million bought deal public offering of common shares.

She holds a Legal Assistant and Paralegal diploma from Centennial College (1990), a Corporate Law certificate from Sheridan College (2001), a Securities Law certificate from the University of Toronto (2003), a Canadian Securities Course from the Canadian Securities Institute (2012), and a Chief Compliance Officers Qualifying Exam from the Canadian Securities Institute (2013).